Exam Code: CSC1
Exam Name: Canadian Securities Course Exam 1
Certification Provider: CSI
Corresponding Certification: Canadian Securities Course

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Updated: Jun 03, 2026

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CSI Canadian Securities Course Exam 1 Sample Questions:

1. What Is the requirementestablished by the Canadian Radio-television and Telecommunications Commission that applies to an advisor who is cold calling potential new clients?

A) An advisor must make sales calls only during regular business hours
B) An advisor must not can any person who has been a DNCL registrant for more than one day
C) An advisor must subscribe to the National Do Not car List (DNCL)
D) An advisor must advise DNCL registrants within the first minute that it is a sales call

2. What event is considered true inflation?

A) The introductionof a new tax which causes a one-lima increase of all prices..
B) The sustained trend of rising prices on goods and services across the economy.
C) A general and sustained decrease in prices across me economy due to a recession
D) A Jump in call prices which causes the cost of transported goods to increase.

3. What is a characteristic of the FTSE Canada Universe Bond Index?

A) It is an equal-weighted bond Index with each bond representing the same weight within the index.
B) It measures the total price return on bonds including realized and unrealized gains
C) It Includes Canadian investment-grade bonds with a term to maturity of one year or less.
D) It represents a full cross-section of government and corporate bonds.

4. Haw are retail stock and bond transactions settledon a daily basis amongdealers?

A) The clearing corporation is responsible for settling all transactions according to each dealer's book of record.
B) The clearing corporation is responsible for setting an transactions according to each exchange's book of record.
C) The exchange is responsible for settling ad transactions according to each dealer's book of record.
D) The exchange is responsible for settling all transactions according to each exchange's book of record.

5. According to the Bankof Canada, approximately how many months does ittake for the effect of changes in monetary policy to be feltthrough the whole economy?

A) 18
B) 3
C) 6
D) 36

Solutions:

Question # 1
Answer: C

Question # 2
Answer: B

Question # 3
Answer: D

Question # 4
Answer: A

Question # 5
Answer: A

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Test Engine: CSC1 study test engine can be downloaded and run on your own devices. Practice the test on the interactive & simulated environment.
PDF (duplicate of the test engine): the contents are the same as the test engine, support printing.

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Online Test Engine can supports Windows / Mac / Android / iOS, etc., because it is the software based on WEB browser. You can use it on any electronic device and practice with self-paced.
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Self Test Engine is suitable for windows operating system, running on the Java environment, and can install on multiple computers.
PDF Version: can be read under the Adobe reader, or many other free readers, including OpenOffice, Foxit Reader and Google Docs.

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